ANchor Test

System of Records Notices

A System of Records is a group of any records under the control of any agency from which information is retrieved by the name of the individual or by some identifying number, symbol, or other identifier assigned to the individual. The Privacy Act requires each agency to publish notice of its systems of records in the Federal Register.
 

What is a SORN?

A SORN is a formal notice to the public published in the Federal Register that identifies the purpose for which PII is collected, from whom and what type of PII is collected, how the PII is shared externally (routine uses), and how to access and correct any PII maintained by the Department.
 

When is a SORN required?

A SORN is required when the Department has a system of records as defined above. In some instances, the Department may have an existing SORN that covers a collection of systems or programs. During the PTA and PCLIA processes, our office, in coordination with the bureau privacy officer, will help determine whether a new SORN is required.
 

Treasury SORNs (NOTE: Each list item below should link down the page to the appropriate section.  These are called “anchor links”, likewise, the “Top” at the bottom of each chart will link back to the top of the page)

 

 

Government-wide

SORN Number/Name (with link to Federal Register (FR))

Final Rule for Privacy Act Exemptions

Exemptions

EEOC/GOVT-1 - Equal Employment Opportunity in the Federal Government Complaint and Appeal Records - 81 FR 81116 (Nov. 17, 2016)

 

 

DHS/FEMA/GOVT-001 - Federal Emergency Management Agency National Defense Executive Reserve System - 78 FR 69861 (Nov. 21, 2013)

 

 

GSA/GOVT-2 - Employment Under Commercial Activities Contracts - 48 FR 6176 (Feb. 10, 1983)

 

 

GSA/GOVT-3 - Travel Charge Card Program - 78 FR 20108 (Apr. 3, 2013)

 

 

GSA/GOVT-4 - Contracted Travel Services Program - 74 FR 26700 (Jun. 3, 2009)

 

 

GSA/GOVT-6 - GSA SmartPay Purchase Charge Card Program - 73 FR 22376 (Apr. 25, 2008)

 

 

GSA/GOVT-7 - HSPD-12 USAccess - 80 FR 64416 (Oct. 23, 2015)

 

 

GSA/GOVT-8 - Excluded Parties List System (EPLS) - 71 FR 70515 (Dec. 5, 2006)

 

 

GSA/GOVT-10 - Federal Acquisition Regulation Data Collection System - 82 FR 12352 (Mar. 2, 2017)

 

 

GSA/GOVT-10 - Login.gov - 81 FR 57912 (Aug. 24, 2016)

 

 

DOL/GOVT-1 - Office of Workers’ Compensation Programs, Federal Employees' Compensation Act File - 81 FR 25765 (Apr. 29, 2016)

 

 

DOL/GOVT-2 - Job Corps Student Records - 81 FR 25765 (Apr. 29, 2016)

 

 

DOT/ALL-8 - Parking and Transit Benefit System - 80 FR 64493 (Oct. 23, 2015)

 

 

MSPB/GOVT-1 - Appeals and Case Records - 77 FR 65206 (Oct. 25, 2012)

 

 

OGE/GOVT-1 - Executive Branch Personnel Public Financial Disclosure Reports and Other Name-Retrieved Ethics Program Records - 68 FR 3097 (Jan. 22, 2003) [correction #1 May 8, 2003, 68 FR 24744; correction #2 May 2, 2011, 76 FR 24489 and modified July 31, 2012, 77 FR 45353; correction #3 Dec. 9, 2013, 78 FR 73863]

 

 

OGE/GOVT-2 - Executive Branch Confidential Financial Disclosure Reports - 68 FR 3097 (Jan. 22, 2003 ) [correction published May 8, 2003, 68 FR 24744]

 

 

OPM/GOVT-1 - General Personnel Records - 77 FR 73694 (Dec. 11, 2012)

 

 

OPM/GOVT-2 - Employee Performance File System Records - 71 FR 35341 (June 19, 2006)

 

 

OPM/GOVT-3 - Records of Adverse Actions, Performance Based Reduction in Grade and Removal Actions, and Termination of Probationers - 71 FR 35341 (June 19, 2006)

 

 

OPM/GOVT-5 - Recruiting, Examining, and Placement Records - 79 FR 16834 (Mar. 26, 2014)

 

 

OPM/GOVT-6 - Personnel Research and Test Validation Records - 71 FR 35354 (June 19, 2006)

 

 

OPM/GOVT-7 - Applicant Race, Sex, National Origin, and Disability Status Records - 71 FR 35356 (June 19, 2006)

 

 

OPM/GOVT-9 - File on Position Classification Appeals, Job Grading Appeals, and Retained Grade or Pay Appeals, and Fair Labor Standard Act (FLSA) Claims and Complaints, Federal Civilian Employee Compensation and Leave Claims, and Settlement of Accounts for Deceased Civilian Officers and Employees - 78 FR 60331 (October 1, 2013)

 

 

OPM/GOVT-10 - Employee Medical File System Records - 75 FR 35099 (June 21, 2010)

 

 

EPA/GOVT-2 - Federal Docket Management System (FDMS) - 79 FR 9201 (Feb. 18, 2014)

 

 

OSC/GOVT-1 - OSC Complaint, Litigation, Political Activity, and Disclosure Files - 82 FR 45076 (Sept. 27, 2017)

 

 


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Department of the Treasury (Treasury-wide)

SORN Number/Name (with link to Federal Register (FR))

Final Rule for Privacy Act Exemptions

Exemptions

Treasury .001 - Treasury Payroll and Personnel System - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .002 - Grievance Records - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .003 - Treasury Child Care Tuition Assistance Records - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .004 - Freedom of Information Act/Privacy Act Request Records - - 81 FR 78266 (Nov. 7, 2016)

 

None. Please note that the Department has claimed one or more exemptions (see 31 CFR 1.36) for a number of its other systems of records under 5 U.S.C. 552a(j)(2) and (k)(1), (2), (3), (4), (5), and (6). During the course of a FOIA/PA action, exempt materials from those other systems may become a part of the case records in this system. To the extent that copies of exempt records from those other systems have been recompiled and/or entered into these FOIA/PA case records, the Department claims the same exemptions for the records as they have in the original primary systems of records of which they are a part.

Treasury .005 - Public Transportation Incentive Program Records - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .006 - Parking and Carpool Program Records - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .007 - Personnel Security System - 81 FR 78266 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1), (2), (3), and (4), (e)(1), (e)(4)(G), (H), and (I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(5). (See 31 CFR 1.36.)

Treasury .009 - Treasury Financial Management Systems - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .010 - Telephone Call Detail Records - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .011 - Treasury Safety Incident Management Information System (SIMIS) - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .012 - Fiscal Service Public Key Infrastructure - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .013 - Department of the Treasury Civil Rights Complaints and Compliance Review Files - 81 FR 78266 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Certain records in this system are exempt from 5 U.S.C. 552a(c)(3), (d)(1), (2), (3), and (4), (e)(1), (e)(4)(G), (H),and (I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). See 31 CFR 1.36.

Treasury .014 - Department of the Treasury SharePoint User Profile Services - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .015 - General Information Technology Access Account Records - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .016 - Reasonable Accommodations Records - 81 FR 78266 (Nov. 7, 2016)

 

 

Treasury .017 - Correspondence and Contact Information - 81 FR 78266 (Nov. 7, 2016)

 

 


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Alcohol and Tobacco Tax and Trade Bureau (TTB)

SORN Number/Name (with link to Federal Register (FR))

Final Rule for Privacy Act Exemptions

Exemptions

TTB .001 – Regulatory Enforcement Record System -
80 FR 4637 (Jan. 28, 2015)

Final Rule -
77 FR 28478 (May 15, 2012)

This system has been designated as exempt from the following provisions of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2): 5 U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I), and (f). See 31 CFR 1.36.


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Bureau of Engraving and Printing (BEP)

SORN Number/Name (with link to Federal Register (FR))

Final Rule for Privacy Act Exemptions

Exemptions

BEP .002 - Personal Property Claim File - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .004 - Counseling Records - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .005 - Compensation Claims - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .006 - Debt Files of Employees - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .014 - Employee's Production Record - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .016 - Employee Suggestions - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .020 - Industrial Truck Licensing Records - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .021 - Investigative Files - 78 FR 22604 (Apr. 16, 2013)

Final Rule - 77 FR 28478 (May 15, 2012)

5 U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2) and 31 CFR 1.36.

BEP .027 - Access Control and Alarm Monitoring System (ACAMS) - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .035 - Tort Claims against the United States of America - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .038 - Unscheduled Absence Record - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .041 - Record of Discrimination Complaints - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .045 - Mail Order Sales Customer Files - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .046 - Mutilated Currency Requests Tracking System - 82 FR 37290 (Aug. 9, 2017)

 

 

BEP .047 - Employee Emergency Notification System - 78 FR 22604 (Apr. 16, 2013)

 

 

BEP .048 – Police Operations Command Reporting System (POCRS) - 83 FR 37631 (Aug. 1, 2018)

 

 

BEP .049 - Bureau of Engraving and Printing Tour Scheduling System - 78 FR 78512 (Dec. 26, 2013)

 

 

BEP .050 - Use of Shredded U.S. Currency System - 80 FR 13955 (Mar. 17, 2015)

 

 

BEP .051 - Chief Counsel Files -
81 FR 77003 (Nov. 4, 2016)

 

 


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Bureau of the Fiscal Service (FS) (Bureau of the Public Debt (BPD) and Financial Management Service (FMS))

SORN Number/Name (with link to Federal Register (FR))

Final Rule for Privacy Act Exemptions

Exemptions

BPD .001 - Human Resources and Administrative Records - 76 FR 51128 (Aug. 17, 2011)

 

 

BPD .002 - United States Savings-Type Securities - 76 FR 51128 (Aug. 17, 2011)

 

 

BPD .003 - United States Securities (Other than Savings-Type Securities) - 76 FR 51128 (Aug. 17, 2011)

 

 

BPD .004 - Controlled Access Security System - 76 FR 51128 (Aug. 17, 2011)

 

 

BPD .005 - Employee Assistance Records - 76 FR 51128 (Aug. 17, 2011)

 

 

BPD .006 - Health Service Program Records - 76 FR 51128 (Aug. 17, 2011)

 

 

BPD .007 - Gifts to Reduce the Public Debt - 76 FR 51128 (Aug. 17, 2011)

 

 

BPD .008 - Retail Treasury Securities Access Application - 76 FR 51128 (Aug. 17, 2011)

 

 

BPD .009 - US Treasury Securities Fraud Information System - 76 FR 51128 (Aug. 17, 2011)

Final Rule - 68 FR 67943 (Dec. 5, 2003)

5 U.S.C. 552a(c)(3), (d)(1), (2), (3), and (4), (e)(1), (e)(4)(G), (H), and (I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). See 31 CFR 1.36.

FMS .001 - Administrative Records - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .002 - Payment Records - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .003 - Claims and Inquiry Records on Treasury Checks and International Claimants - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .004 - Education and Training Records - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .005 - FMS Personnel Records - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .006 - Direct Deposit Enrollment Records - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .007 - Payroll and Pay Administration - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .008 - Mailing List Records - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .010 - Records of Accountable Officers' Authority with Treasury - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .012 - Pre-complaint Counseling and Complaint Activities - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .013 - Gifts to the United States - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .014 - Debt Collection Operations System - 77 FR 62602 (Oct. 15, 2012)

 

 

FMS .017 - Collections Records - 77 FR 62602 (Oct. 15, 2012)

 

 

FS .023 - Do Not Pay Payment Verification Records - 78 FR 73923 (Dec. 9, 2013)

 

 

FS .024 - OneVoice Customer Relationship Management - 79 FR 56433 (Sept. 19, 2014)

 

 


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Departmental Offices (DO)

SORN Number/Name (with link to Federal Register (FR))

Final Rule for Privacy Act Exemptions

Exemptions

DO .003 - Law Enforcement Retirement Claims Records - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .007 - General Correspondence Files - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .010 - Office of Domestic Finance, Actuarial Valuation System - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .015 - Political Appointee Files - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .016 - Multiemployer Pension Reform Act of 2014 (MPRA) - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .060 - Correspondence Files and Records on Dissatisfaction - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .120 - Records Related to Office of Foreign Assets Control Economic Sanctions - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Records in this system related to enforcement, designation, blocking, and other investigations are exempt from 5 U.S.C. 552a(c)(3), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(1) and (k)(2). See 31 CFR 1.36.

DO .144 - General Counsel Litigation Referral and Reporting System - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(d), (e)(1), (e)(3), (e)(4)(G), (H), (I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

DO .149 - Foreign Assets Control Legal Files - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .190 - Office of Inspector General Investigations Management Information System - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). See 31 CFR 1.36.

DO .191 - Human Resources and Administrative Records System - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .193 - Employee Locator and Automated Directory System - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .194 - Circulation System - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .196 - Treasury Information Security Program - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .202 - Drug-Free Workplace Program Records - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .207 - Waco Administrative Review Group Investigation - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .209 - Personal Services Contracts (PSC) - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .214 - DC Pensions Retirement Records - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .216 - Treasury Security Access Control and Certificates System - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .217 - National Financial Literacy Challenge Records - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .218 - Making Home Affordable Program - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .219 - TARP Standards for Compensation and Corporate Governance - Executive Compensation Information - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .220 - SIGTARP Hotline Database - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Some records contained within this system of records are exempt from 5 U.S.C. 552a (c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a (j)(2) and (k)(2). See 31 CFR 1.36.

DO .221 - SIGTARP Correspondence Database - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Some records contained within this system of records are exempt from 5 U.S.C. 552a (c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a (j)(2) and (k)(2). See 31 CFR 1.36.

DO .222 - SIGTARP Investigative MIS Database - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Some records contained within this system of records are exempt from 5 U.S.C. 552a (c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a (j)(2) and (k)(2).

DO .223 - SIGTARP Investigative Files Database - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Some records contained within this system of records are exempt from 5 U.S.C. 552a (c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a (j)(2) and (k)(2).

DO .224 - SIGTARP Audit Files Database - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Some records contained within this system of records are exempt from 5 U.S.C. 552a (c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a (j)(2) and (k)(2). See 31 CFR 1.36.

DO .225 - TARP Fraud Investigation Information System - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Some records contained within this system of records are exempt from 5 U.S.C. 552a(c)(3), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(4)(G), (e)(4)(H), (I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2).

DO .226 - Validating EITC Eligibility with State Data Pilot Project Records - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .301 - TIGTA General Personnel and Payroll - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .302 - TIGTA Medical Records - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .303 - TIGTA General Correspondence - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Some records contained within this system of records are exempt from 5 U.S.C. 552a (c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a (j)(2) and (k)(2). See 31 CFR 1.36.

DO .304 - TIGTA General Training - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .305 - TIGTA Personal Property Management Records - 81 FR 78298 (Nov. 7, 2016)

 

 

DO .306 - TIGTA Recruiting and Placement Records - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Some records in this system have been designated as exempt from 5 U.S.C. 552a (c)(3), (d)(1), (2), (3), and (4), (e)(1), (e)(4)(G), (H), and (I), and (f) pursuant to 5 U.S.C. 552a (k)(5) and (k)(6). See 31 CFR 1.36.

DO .307 - TIGTA Employee Relations Matters, Appeals, Grievances, and Complaint Files - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

This system may contain investigative records that are exempt from 5 U.S.C. 552a(c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). (See 31 CFR 1.36.)

DO .308 - TIGTA Data Extracts - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Some records contained within this system of records are exempt from 5 U.S.C. 552a(c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). (See 31 CFR 1.36.)

DO .309 - TIGTA Chief Counsel Case Files - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Some of the records in this system are exempt from 5 U.S.C. 552a(c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (d)(5)(e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). (See 31 CFR 1.36.)

DO .310 - TIGTA Chief Counsel Disclosure Section - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

This system may contain records that are exempt from 5 U.S.C. 552a(c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). (See 31 CFR 1.36.)

DO .311 - TIGTA Office of Investigations Files - 81 FR 78298 (Nov. 7, 2016)

Final Rule - 77 FR 28478 (May 15, 2012)

Some records contained within this system of records are exempt from 5 U.S.C. 552a(c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). (See 31 CFR 1.36)

DO .411 - Intelligence Enterprise Files - 81 FR 78298 (Nov. 7, 2016)

No final rule required (no comments received on interim rule)

Records in this system related to classified and controlled unclassified information related to intelligence, counterintelligence, national security, and law enforcement programs are exempt from 5 U.S.C. 552a(c)(3), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(1). See 31 CFR 1.36.


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Financial Crimes Enforcement Network (FinCEN)

SORN Number/Name (with link to Federal Register)

Final Rule for Privacy Act Exemptions

Exemptions

FinCEN .001 - FinCEN Investigations and Examinations System - 79 FR 20969 (Apr. 14, 2014)

Final Rule - 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (H), and (I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2), (k)(1), and (k)(2). See 31 CFR 1.36.

FinCEN .002 - Suspicious Activity Report System - 79 FR 20969 (Apr. 14, 2014)

Final Rule - 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). See 31 CFR 1.36.

FinCEN .003 - Bank Secrecy Act Reports System - 79 FR 20969 (Apr. 14, 2014)

Final Rule - 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (c)(4), (d)(1), (d)(2), (d)(3), (d)(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). See 31 CFR 1.36.


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Internal Revenue Service (IRS)

SORN Number/Name (with link to Federal Register (FR))

Final Rule for Privacy Act Exemptions

Exemptions

IRS 00.001 - Correspondence Files and Correspondence Control Files -
80 FR 54063 (Sept. 8, 2015)

 

 

IRS 00.002 - Correspondence Files: Inquiries about Enforcement Activities - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3); (d)(1)-(4); (e)(1); (e)(4)(G)-(I); and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 00.003 - Taxpayer Advocate Service and Customer Feedback and Survey Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 00.007 - Employee Complaint and Allegation Referral Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3), (d), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act pursuant to U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 00.008 - Recorded Quality Review Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 00.009 - Taxpayer Assistance Center (TAC) Recorded Quality Review Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 00.333 - Third Party Contact Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 00.334 - Third Party Contact Reprisal Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3); (d)(1)-(4); (e)(1); (e)(4)(G)-(I); and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 10.001 - Biographical Files, Communications and Liaison - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 10.004 - Stakeholder Relationship Management and Subject Files - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 10.008 - Certified Professional Employer Organizations - 81 FR 44924 (July 11, 2016)

 

 

IRS 10.555 - Volunteer Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 21.001 - Tax Administration Advisory Services Resources Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 22.003 - Annual Listing of Undelivered Refund Checks - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 22.011 - File of Erroneous Refunds - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 22.012 - Health Coverage Tax Credit (HCTC) Program Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 22.026 - Form 1042S Index by Name of Recipient - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 22.027 - Foreign Information System (FIS) - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 22.028 - Disclosure Authorizations for U.S. Residency Certification Letters - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 22.032 - Individual Microfilm Retention Register - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 22.054 - Subsidiary Accounting Files - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 22.060 - Automated Non-Master File - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 22.061 - Information Return Master File - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3); (d)(1)-(4); (e)(1); (e)(4)(G), (H), (I); and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 22.062 - Electronic Filing Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 24.030 - Customer Account Data Engine Individual Master File - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 24.046 - Customer Account Data Engine Business Master File - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 24.047 - Audit Underreporter Case Files - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3); (d)(1)-(4); (e)(1); (e)(4)(G)-(I); (e)(5); (e)(8); and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 26.001 - Acquired Property Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3); (d)(1)-(4); (e)(1); (e)(4)(G)-(I); and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 26.006 - Form 2209, Courtesy Investigations - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3); (d)(1)-(4); (e)(1); (e)(4)(G)-(I); and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36.)

IRS 26.009 - Lien Files - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 26.012 - Offer in Compromise Files - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36.)

IRS 26.013 - Trust Fund Recovery Cases/One Hundred Percent Penalty Cases - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36.)

IRS 26.014 - Record 21, Record of Seizure and Sale of Real Property - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 26.019 - Taxpayer Delinquent Account Files - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36.)

IRS 26.020 - Taxpayer Delinquency Investigation Files - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36.)

IRS 26.021 - Transferee Files - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 30.003 - Requests for Printed Tax Materials Including Lists - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 30.004 - Security Violations - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 34.003 - Assignment and Accountability of Personal Property Files - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 34.009 - Safety Program Files - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 34.012 - Emergency Preparedness Cadre Assignments and Alerting Roster Files - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 34.013 - Identification Media Files System for Employees and Others Issued IRS Identification - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 34.014 - Motor Vehicle Registration and Entry Pass Files - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 34.016 - Security Clearance Files - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 34.021 - Personnel Security Investigations - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(5). (See 31 CFR 1.36).

IRS 34.022 - Automated Background Investigations System (ABIS) - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(5). (See 31 CFR 1.36).

IRS 34.037 - Audit Trail and Security Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 35.001 - Reasonable Accommodation Request Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 36.001 - Appeals, Grievances and Complaints Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 36.003 - General Personnel and Payroll Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 37.006 - Correspondence, Miscellaneous Records, and Information Management Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 37.007 - Practitioner Disciplinary Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 77 FR 28478 (May 15, 2012)

Pursuant to section (k)(2) of the Privacy Act, 5 U.S.C. 552a(k)(2), the records contained within this system are exempt from the following sections of the Act: (c)(3), (d), (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I), and (f). (See 31 CFR 1.36.)

IRS 37.009 - Enrolled Agent and Enrolled Retirement Plan Agent Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 75 FR 65229 (Oct. 22, 2010)

Pursuant to section (k)(2) of the Privacy Act, 5 U.S.C. 552a(k)(2), the records contained within this system are exempt from the following sections of the Act: (c)(3), (d), (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I), and (f). (See 31 CFR 1.36.)

IRS 37.111 - Preparer Tax Identification Number Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule - 80 FR 13764 (Mar. 17, 2015)
 

Some of the records in this system are exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36)

IRS 42.001 - Examination Administrative Files - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 42.002 - Excise Compliance Programs - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

Records maintained in this system have been designated as exempt from 5 U.S.C. 552a(c)(3), (d)(1), (2), (3), and (4), (e)(1), (e)(4)(G), (H), and (I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 42.005 - Whistleblower Office Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system has been designated as exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). See 31 CFR 1.36.

IRS 42.008 - Audit Information Management System - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 42.017 - International Enforcement Program Information Files - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4),(e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 42.021 - Compliance Programs and Projects Files - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 42.027 - Data on Taxpayers' Filing on Foreign Holdings - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 42.031 - Anti-Money Laundering/Bank Secrecy Act and Form 8300 - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 42.888 - Qualifying Therapeutic Discovery Project Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 44.001 - Appeals Case Files - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 44.003 - Appeals Centralized Data - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 44.004 - Art Case Files - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 44.005 - Expert Witness and Fee Appraiser Files - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 46.002 - Criminal Investigation Management Information System and Case Files - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 79 FR 12943 (Mar. 7, 2014)

This system has been designated exempt from sections (c)(3)-(4), (d)(1)-(4), (e)(1)-(3), (e)(4)(G)-(I), (e)(5), (e)(8), (f) and (g) of the Privacy Act, pursuant to 5 U.S.C. 552a(j)(2). (See 31 CFR 1.36).

IRS 46.003 - Confidential Informants - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 79 FR 12943 (Mar. 7, 2014)

This system has been designated exempt from sections (c)(3)-(4), (d)(1)-(4), (e)(1)-(3), (e)(4)(G)-(I), (e)(5), (e)(8), (f) and (g) of the Privacy Act, pursuant to 5 U.S.C. 552a(j)(2). (See 31 CFR 1.36).

IRS 46.005 - Electronic Surveillance and Monitoring Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 79 FR 12943 (Mar. 7, 2014)

This system has been designated exempt from sections (c)(3)-(4), (d)(1)-(4), (e)(1)-(3), (e)(4)(G)-(I), (e)(5), (e)(8), (f) and (g) of the Privacy Act, pursuant to 5 U.S.C. 552a(j)(2). (See 31 CFR 1.36).

IRS 46.015 - Relocated Witnesses - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 79 FR 12943 (Mar. 7, 2014)

This system has been designated exempt from sections (c)(3)-(4), (d)(1)-(4), (e)(1)-(3), (e)(4)(G)-(I), (e)(5), (e)(8), (f) and (g) of the Privacy Act, pursuant to 5 U.S.C. 552a(j)(2). (See 31 CFR 1.36).

IRS 46.050 - Automated Information Analysis System - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 79 FR 12943 (Mar. 7, 2014)

This system is exempt from 5 U.S.C. 552a(c)(3), (c)(4), (d)(1)-(4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (e)(4)(H), (e)(4)(I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). Additionally, pursuant to 5 U.S.C. 552a(k)(2), it is exempt from 5 U.S.C. 552a (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act. (See 31 CFR 1.36).

IRS 48.001 - Disclosure Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 48.008 - Defunct Special Service Staff Files Being Retained Because of Congressional Directive - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 49.001 - Collateral and Information Requests System - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 49.002 - Tax Treaty Information Management System - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 50.001 - Tax Exempt & Government Entities (TE/GE) Correspondence Control Records - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 50.003 - Tax Exempt & Government Entities (TE/GE) Reports of Significant Matters - 80 FR 54063 (Sept. 8, 2015)

 

 

IRS 50.222 - Tax Exempt/Government Entities (TE/GE) Case Management Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 74 FR 51777 (Oct. 8, 2009)

This system has been designated as exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36.)

IRS 60.000 - Employee Protection System Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system is exempt from 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I) and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36.).

IRS 70.001 - Individual Income Tax Returns, Statistics of Income - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 77 FR 28478 (May 15, 2012)

This system has been designated exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(4). See 31 CFR. 1.36.

IRS 90.001 - Chief Counsel Management Information System Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 76 FR 70640 (Nov. 15, 2011)

Some of the records in this system are exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(j)(2) and 552a(k)(2). See 31 CFR 1.36.

IRS 90.002 - Chief Counsel Litigation and Advice (Civil) Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 76 FR 70640 (Nov. 15, 2011)

Some of the records in this system are exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(2). See 31 CFR 1.36.

IRS 90.003 - Chief Counsel Litigation and Advice (Criminal) Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 76 FR 70640 (Nov. 15, 2011)

Some of the records in this system are exempt from sections (c)(3)-(4); (d)(1)-(4); (e)(1)-(3); (e)(4)(G)-(I); (e)(5); (e)(8); (f) and (g) of the Privacy Act, pursuant to 5 U.S.C. 552a(j)(2). (See 31 CFR 1.36).

IRS 90.004 - Chief Counsel Legal Processing Division Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 76 FR 70640 (Nov. 15, 2011)

User fee and judgment payment files can be accessed as described. All other records in this system have been designated as exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(j)(2) and 5 U.S.C. 552a(k)(2). (See 31 CFR 1.36).

IRS 90.005 - Chief Counsel Library Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 76 FR 70640 (Nov. 15, 2011)

Some of the records in this system are exempt from sections (c)(3)-(4); (d)(1)-(4); (e)(1)-(3); (e)(4)(G)-(I); (e)(5); (e)(8); (f) and (g) of the Privacy Act, pursuant to 5 U.S.C. 552a(j)(2). Some of the records in this system are exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(j)(2) and 5 U.S.C. 552a(k)(2). See 31 CFR 1.36.

IRS 90.006 - Chief Counsel Human Resources and Administrative Records - 80 FR 54063 (Sept. 8, 2015)

Final Rule – 76 FR 70640 (Nov. 15, 2011)

Some of the records in this system are as exempt from sections (c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and (f) of the Privacy Act, pursuant to 5 U.S.C. 552a(k)(5). See 31 CFR 1.36.


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Office of the Comptroller of the Currency (OCC)

SORN Number/Name (with link to Federal Register (FR))

Final Rule for Privacy Act Exemptions

Exemptions

CC .100 - Enforcement Action Report System - 81 FR 2945 (Jan. 19, 2016)

Final Rule – 77 FR 28478 (May 15, 2012)

Records maintained in this system have been designated as exempt from 5 U.S.C. 552a(c)(3), (d)(1), (2), (3), and (4), (e)(1), (e)(4)(G), (H), and (I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). See 31 CFR 1.36.

CC .110 - Reports of Suspicious Activities - 81 FR 2945 (Jan. 19, 2016)

Final Rule – 77 FR 28478 (May 15, 2012)

Records in this system have been designated as exempt from 5 U.S.C. 552a(c)(3) and (4), (d)(1), (2), (3), and (4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (H), and (I), (e)(5), and (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). See 31 CFR 1.36.

CC .120 - Bank Fraud Information System - 81 FR 2945 (Jan. 19, 2016)

Final Rule – 77 FR 28478 (May 15, 2012)

Records maintained in this system have been designated as exempt from 5 U.S.C. 552a(c)(3) and (4), (d)(1), (2), (3), and (4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (H), and (I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). See 31 CFR 1.36.

CC .200 - Chain Banking Organizations System - 81 FR 2945 (Jan. 19, 2016)

 

 

CC .210 - Bank Securities Dealers System - 81 FR 2945 (Jan. 19, 2016)

 

 

CC .220 - Notices of Proposed Changes in Employees, Officers
and Directors Tracking System - 81 FR 2945 (Jan. 19, 2016)

Final Rule – 77 FR 28478 (May 15, 2012)

Records maintained in this system have been designated as exempt from 5 U.S.C. 552a(c)(3), (d)(1), (2), (3), and (4), (e)(1), (e)(4)(G), (H), and (I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). See 31 CFR 1.36.

CC .340 - Access Control System - 81 FR 2945 (Jan. 19, 2016)

 

 

CC. 341 - Mass Communication System - 81 FR 2945 (Jan. 19, 2016)

 

 

CC .500 - Chief Counsel's Management Information System - 81 FR 2945 (Jan. 19, 2016)

Final Rule – 77 FR 28478 (May 15, 2012)

Records maintained in this system have been designated as exempt from 5 U.S.C. 552a(c)(3) and (4), (d)(1), (2), (3), and (4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (H), and (I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). See 31 CFR 1.36.

CC .510 - Litigation Information System - 81 FR 2945 (Jan. 19, 2016)

Final Rule – 77 FR 28478 (May 15, 2012)

Records maintained in this system have been designated as exempt from 5 U.S.C. 552a(c)(3) and (4), (d)(1), (2), (3), and (4), (e)(1), (e)(2), (e)(3), (e)(4)(G), (H), and (I), (e)(5), (e)(8), (f), and (g) of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). See 31 CFR 1.36.

CC .600 - Consumer Complaint and Inquiry Information System - 81 FR 2945 (Jan. 19, 2016)

Final Rule – 77 FR 28478 (May 15, 2012)

Records maintained in this system have been designated as exempt from 5 U.S.C. 552a(c)(3), (d)(1), (2), (3), and (4), (e)(1), (e)(4)(G), (H), and (I), and (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). See 31 CFR 1.36.

CC .700 - Correspondence Tracking System - 81 FR 2945 (Jan. 19, 2016)

 

 

CC .701 - Retiree Billing System - 81 FR 2945 (Jan. 19, 2016)

 

 

CC .800 - Office of Inspector General Investigations System - 81 FR 2945 (Jan. 19, 2016)

No final rule required (no comments received on interim rule)

Some of the records in this system are exempt from sections 5 U.S.C. 552a(c)(3), (d)(1)-(4), (e)(1), (e)(4)(G)-(I), and, (f) of the Privacy Act pursuant to 5 U.S.C. 552a(k)(2). See 31 CFR 1.36.


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United States Mint (US Mint)

SORN Number/Name (with link to Federal Register (FR))

Final Rule for Privacy Act Exemptions

Exemptions

US Mint .001 - Cash Receivable Accounting Information System -
78 FR 1307 (Jan. 8, 2013)

 

 

US Mint .003 - Employee and Former Employee Travel and Training System - 78 FR 1307 (Jan. 8, 2013)

 

 

US Mint .004 - Occupational Safety and Health, Accident and Injury
Records, and Claims for Injuries or Damage Compensation Records -
78 FR 1307 (Jan. 8, 2013)

 

 

US Mint .005 - Employee-Supervisor Performance Evaluation,
Counseling, and Time and Attendance Records - 78 FR 1307 (Jan. 8, 2013)

 

 

US Mint .007 - General Correspondence - 78 FR 1307 (Jan. 8, 2013)

 

 

US Mint .008 - Employee Background Investigations Files - 78 FR 1307 (Jan. 8, 2013)

Final Rule – 77 FR 28478 (May 15, 2012)

As authorized by 5 U.S.C. 552a(k)(2), this system is exempt from the following provisions: subsections (c)(3); (d); (e)(1); (e)(4)(G), (H) & (I); and (f) of 5 U.S.C. 552a.

US Mint .009 - Order Management System - 79 FR 49376 – (Aug. 20, 2014)

 

 

US Mint .012 - Union and Agency Negotiated Grievances; Adverse Personnel Actions; Discrimination Complaints; Complaints and Actions before Arbitrators, Administrative Tribunals and Courts (Third Parties) - 78 FR 1307 (Jan. 8, 2013)

 

 

US Mint .013 - United States Mint National Electronic Incident Reporting System of Records - 78 FR 46686 – (Aug. 1, 2013)

 

 

US Mint .014 - Denver Public Tour and Outreach Reservation System -
80 FR 65870 (Dec. 7, 2015)

 

 


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