FOIA Annual Report Workbook 2022-02-17 FOIA Annual Report TreasuryDepartment of the TreasuryBEPBureau of Engraving and PrintingDODepartmental OfficesFinCENFinancial Crimes Enforcement NetworkFiscal ServiceBureau of the Fiscal ServiceIRSInternal Revenue Service - Headquarters OfficeOCCOffice of the Comptroller of the CurrencyTIGTATreasury Inspector General for Tax AdministrationTTBAlcohol and Tobacco Tax and Trade Bureau202121 U.S.C. § 1904(e)(3)Investigative informationN/A31 U.S.C. § 5319 Reports pertaining to monetary instruments transactions filed under subchapter II of chapter 53 of title 31 and records of those reportsTurner v. Dep't of Treasury, No. 15-00007, 2017 WL 1106030 at *7 (E.D. Cal. Mar. 23, 2017); Yunes v. DOJ, 263 F. Supp. 3d 82, 87 (D.D.C. 2017); Council on Am.-Islamic Rels., Cal. v. FBI, 749 F. Supp. 2d 1104, 1117 (S.D. Cal. 2010); Berger v. IRS, 487 F. Supp. 2d 482, 496-97 (D.N.J. 2007), aff'd on other grounds, 288 F. App'x 829 (3d Cir. 2008). 50 U.S.C. § 3507Intelligence sources and methods; certain information pertaining to Agency employees, specifically: "the organization, functions, names, official titles, salaries, or numbers of personnel employed by the AgencyAssassination Archives & Rsch. Ctr. v. CIA, No. 18-5280, 2019 WL 691517 (D.C. Cir. Feb. 15, 2019) (per curiam); ACLU v. DOJ, 681 F.3d 61, 72-75 (2d Cir. 2012); Berman v. CIA, 501 F.3d 1136, 1137-38, 1140 (9th Cir. 2007); Makky v. Chertoff, 489 F. Supp. 2d 421, 442 (D.N.J. 2007), aff’d on other grounds, 541 F. 3d 205 (3d Cir. 2008).26 U.S.C. §§ 6103, 6105Certain tax return information, to include Taxpayer Identification Numbers of third parties, and certain tax convention informationChurch of Scientology v. IRS, 484 U.S. 9, 15 (1987) (26 U.S.C. § 6103); Elec. Priv. Info. Ctr. v. IRS, 910 F.3d 1232 (D.C. Cir. 2018); Leonard v. U.S. Dep't of Treasury, 590 F. App'x. 141, 143-44 (3d Cir. 2014) (per curiam); Pac. Fisheries, Inc. v. IRS, 395 F. App'x. 438, 440 (9th Cir. 2010) (unpublished disposition) (26 U.S.C. §§ 6103, 6105); Tax Analysts v. IRS, 217 F. Supp. 2d 23, 27-29 (D.D.C. 2002) (26 U.S.C. § 6105).Fed. R. Crim. P. 6(e), enacted by Act of July 30, 1977, Pub. L. No. 95-78, 91 Stat. 319Certain records that would reveal some secret aspect pertaining to grand jury proceedingsSussman v. USMS, 494 F.3d 1106, 1113 (D.C. Cir. 2007); Sorin v. DOJ, No. 18-99, 2018 WL 6431027 (2d Cir. Dec. 6, 2018) (per curium); Widi v. McNeil, No. 12-CV-00188, 2016 WL 4394724, at *23 (D. Me. Aug 16, 2016); Durham v. U.S. Att'y Gen., No. 06-843, 2008 WL 620744, at *2 (E.D. Tex. Mar. 3, 2008); Cozen O'Connor v. U.S. Dep't of Treasury, 570 F. Supp. 2d 749, 776 (E.D. Pa. 2008).49 U.S.C. § 114(r) (formerly at 49 U.S.C. § 114(s))Information obtained or developed in carrying out security under the authority of the Aviation and Transportation Security Act or under chapter 449 of this titleSkurow v. DHS, 892 F. Supp. 2d 319, 329-30 (D.D.C. 2012); Gordon v. FBI, 390 F. Supp. 2d 897, 900 (N.D. Cal. 2004).5 U.S.C. § 574(j)Dispute resolution communicationsN/A18 U.S.C. § 701Likeness of any badge, identification card, or other insignia, of the design prescribed by the head of any department or agency of the United States for use by any officer or employee thereof, or any colorable imitation thereofJones v. IRS, No. 06-CV-322, 2008 WL 1901208, at *3-4 (W.D. Mich. Apr. 25, 2008).41 U.S.C. § 4702 (formerly at 41 U.S.C. § 253b(m)(1))Contractor proposals that are in the possession or control of an executive agency and that have not been set forth or incorporated by reference into contractsSinkfield v. HUD, No. 10- 885, 2012 U.S. Dist. LEXIS 35233, at *13-15 (S.D. Ohio Mar. 15, 2012); Hornbostel v. U.S. Dep't of the Interior, 305 F. Supp. 2d 21, 30 (D.D.C. 2003), summary affirmance granted, No. 03-5257, 2004 WL 1900562 (D.C. Cir. Aug. 25, 2004).21 U.S.C. § 387f(c) Certain information reported to or obtained by the Secretary which is exempt from discourse under Exemption 4 of the FOIA Rozema v. HHS, 167 F. Supp. 3d 324, 341 (N.D.N.Y 2016).2257124118233261573159913411112244222250462613837678051345531982173439260284158835338367673137145015117613245246121214770075261388287210820107552937After reviewing its database, Treasury updated the number of requests pending at the start of the Fiscal Year for the following components: BEP, DO, FinCEN, Fiscal Service, IRS, and OCC.5160NoRecords6Referred1Withdrawn1NotDescribed6ImproperRequest8NotAgency1Duplicate2468812216NoRecords82Referred127Withdrawn70FeeRelated9NotDescribed50ImproperRequest18NotAgency42Duplicate121Other60805132856NoRecords20Withdrawn25NotDescribed3ImproperRequest33NotAgency26Duplicate13217401389NoRecords28Referred6Withdrawn4FeeRelated14NotDescribed4ImproperRequest19NotAgency20Duplicate2284051NoRecords2Withdrawn2NotDescribed1ImproperRequest41Duplicate15318218NoRecords9Referred1Withdrawn2FeeRelated3NotAgency567114211238NoRecords60Withdrawn75FeeRelated3NotDescribed18ImproperRequest23NotAgency37Duplicate3151110726NoRecords9Referred39Withdrawn9NotDescribed1ImproperRequest62NotAgency36Duplicate224617111820226NoRecords433Referred38Withdrawn358FeeRelated40NotDescribed109ImproperRequest1705NotAgency40Duplicate1037Other9752630272334360NoRecords649Referred212Withdrawn546FeeRelated69NotDescribed192ImproperRequest1909NotAgency207Duplicate1181Other697526Litigation47Unable to Locate Requester1360N/A00Litigation 99N/A00N/A00N/A00N/A00N/A00N/A0069Ex. 55Ex. 613Ex. 7(A)1Ex. 7(C)1Ex. 7(E)1Ex. 14Ex. 35Ex. 422Ex. 557Ex. 6118Ex. 7(A)12Ex. 7(C)19Ex. 7(D)4Ex. 7(E)14Ex. 7(F)1Ex. 357Ex. 57Ex. 610Ex. 7(C)5Ex. 7(E)11Ex. 81Ex. 31Ex. 43Ex. 615Ex. 7(E)1Ex. 21Ex. 41Ex. 52Ex. 61Ex. 47Ex. 53Ex. 613Ex. 7(E)2Ex. 217Ex. 437Ex. 547Ex. 6107Ex. 7(B)1Ex. 7(C)2Ex. 853Ex. 329Ex. 46Ex. 515Ex. 668Ex. 7(A)2Ex. 7(C)62Ex. 7(D)1Ex. 7(E)26Ex. 7(F)2Ex. 213Ex. 31706Ex. 4120Ex. 5218Ex. 6454Ex. 7(A)295Ex. 7(C)634Ex. 7(D)5Ex. 7(E)702Ex. 7(F)3Ex. 14Ex. 231Ex. 31798Ex. 4196Ex. 5354Ex. 6799Ex. 7(A)310Ex. 7(B)1Ex. 7(C)723Ex. 7(D)10Ex. 7(E)757Ex. 7(F)6Ex. 854000045192836202016701111010121112116616858565812914146After reviewing its database, Treasury updated the number of appeals pending at the start of the Fiscal Year for the following components: DO, Fiscal Service, and MINT.00000142111281100233107100010000054031241016790158510711320141Ex. 11Ex. 34Ex. 41Ex. 52Ex. 66Ex. 7(A)3Ex. 7(C)3Ex. 21Ex. 31Ex. 61Ex. 7(A)1Ex. 31Ex. 51Ex. 64Ex. 7(E)2Ex. 22Ex. 41Ex. 52Ex. 65Ex. 7(C)2Ex. 85Ex. 51Ex. 64Ex. 7(C)4Ex. 333Ex. 59Ex. 64Ex. 7(A)11Ex. 7(C)3Ex. 7(E)9Ex. 11Ex. 23Ex. 339Ex. 42Ex. 515Ex. 624Ex. 7(A)15Ex. 7(C)12Ex. 7(E)11Ex. 85NoRecords2Withdrawn4NotAgency1Duplicate1ExpeditedDenial1Other2NoRecords1Withdrawn2NoRecords26NotDescribed3ImproperRequest5NotAgency1Other11NoRecords29Withdrawn6NotDescribed3ImproperRequest5NotAgency2Duplicate1ExpeditedDenial1Other13Request in Litigation22Agency Performed Adequate Search6Improper Appeal511N/A00N/A00N/A00N/A00N/A00N/A00N/A0013LT1LT1LT1LT1413508LT11229LT1556.00LT1236197.0083.25LT1118LT167.67LT1203LT1LT1LT1LT126.5029.50LT1327LT14.50LT118161562140.50247.97LT123612015-10-0115002015-11-1314712017-10-049972017-12-209452018-01-169292018-07-098082018-07-257962018-10-047462019-06-205702019-07-165532021-09-14132021-09-2092021-05-24912021-09-13142021-09-08172021-09-13142021-09-13142021-09-14132021-09-15122021-09-15122015-10-0115002015-11-1314712017-10-049972017-12-209452018-01-169292018-07-098082018-07-257962018-10-047462019-06-205702019-07-1655325.0046.44LT1171339.50352.50578315.0015.001515LT110.67LT1830272.00707.45LT1326289.00300.40LT17876.0058.05LT11008320.00375.852711830.00000.00000.00000.000013.5016.28LT112630.00301.3137920.00000.00000.00000.000018.0024.75LT11240.00000.00000.00000.00000.00000.00000.00000.00007.5015.0015019.5023.5711180.00000.00000.00000.00001.0018.14LT191142.00217.29LT1129175.5075.5051462.002.72LT11116.0017.41LT115913.0013.0013130.00000.00000.00000.00001745LT11596323421012.0019.81LT1100876.50464.02LT1326215.00186.78LT178727.0056.842171472.00472.0047247215.0015.0015153.0018.64LT1149183.00340.3311721353.00375.5097878.5047.47LT1262230.00280.60315680.00000.00000.00000.000014.0017.38212678.00358.0677920.00000.00000.00000.000015.0025.0010660.00000.00000.00000.00000.00000.00000.00000.000025.0025.2515019.0026.6041180.00000.00000.00000.00001.0012.15LT1911176.00321.5764899146.00146.001461467.507.5041120.0023.58215913.0013.0013130.00000.00000.00000.00002829LT115964047141012.0014.30LT191158.00235.19LT1172189.00239.439787According to the DOJ FOIA Annual Guide, the majority of IRS cases are identified as complex so most IRS cases are recorded as complex.1-201221-40541-60361-80181-1001101-1201121-1402141-1600161-1802181-2000201-3000301-4000401+0271-2024321-401041-60161-80881-1003101-1201121-1401141-1601161-1800181-2000201-3001301-4001401+12711-2010221-401641-601161-80481-1003101-1202121-1403141-1602161-1800181-2001201-3005301-4000401+51541-2016521-403141-60361-80181-1001101-1201121-1401141-1600161-1800181-2000201-3000301-4000401+02031-20921-40041-60061-80181-1000101-1201121-1400141-1600161-1800181-2000201-3000301-4000401+0111-20921-40141-60261-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+0121-20123621-408841-603661-802381-1007101-1208121-1405141-1605161-1805181-2002201-30011301-4005401+1414451-205421-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+0541-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20183021-4015141-605661-803881-10015101-12014121-14012141-1608161-1807181-2003201-30017301-4006401+2021771-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3001301-4000401+341-207621-401341-601861-802381-10010101-1208121-14010141-16010161-18011181-2009201-30025301-40030401+2184611-20021-40241-60161-80081-1001101-1200121-1400141-1601161-1800181-2000201-3004301-4002401+8191-201321-401841-60161-80181-1000101-1200121-1400141-1601161-1800181-2000201-3000301-4000401+23571-20332821-4069741-6036361-8030781-100192101-120182121-140136141-160115161-18087181-20068201-300159301-40035401+2656951-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-201221-40041-60061-80181-1002101-1200121-1400141-1601161-1801181-2000201-3000301-4001401+5231-2010221-401841-60461-80281-1001101-1200121-1400141-1601161-1800181-2000201-3000301-4000401+01281-203021-401541-60561-80281-1000101-1201121-1400141-1600161-1800181-2000201-3000301-4000401+0531-20356121-4076341-6039261-8033681-100206101-120191121-140146141-160129161-18099181-20077201-300189301-40068401+28364401-20121-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+011-20221-40041-60061-80081-1001101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+251-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20121-40041-60061-80081-1000101-1200121-1400141-1601161-1800181-2000201-3000301-4000401+021-20121-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+011-20521-40841-60261-80081-1001101-1201121-1400141-1600161-1800181-2000201-3000301-4000401+0171-201021-40841-60261-80081-1002101-1201121-1400141-1601161-1800181-2000201-3000301-4000401+22693549105825960191762361302543.5600318217520889313296394010766391464603647.5921584584003908506329730911191213003142500131263119492100157105.00201.052658533.00591.65788232.00According to the DOJ FOIA Annual Guide, the majority of IRS cases are identified as complex so most IRS cases are recorded as complex.2018-06-088282018-06-188222019-01-096832019-06-045822019-06-045822019-06-125762019-06-265662019-10-314782019-10-314782020-05-263382011-02-0926672012-05-2223442013-08-2220292014-03-2118862014-05-0918512014-06-1218282014-06-1718252014-06-1918232014-06-2518192014-06-2518192017-05-0911002018-01-109322018-03-238822020-04-173642020-05-263382020-06-123252020-07-282942020-08-132822020-09-222552020-09-232542018-01-109322018-02-129102020-07-232972020-08-072862021-05-25892021-08-02432021-09-07182021-09-2082021-09-2082021-09-2362019-06-055812020-06-043312020-07-163022020-09-282512020-09-302492020-10-062452020-10-062452020-11-032262021-02-101622021-02-241532021-02-171582021-05-24902021-09-2182016-11-3012152017-07-0710642017-10-109992017-10-239902017-11-289662018-01-199312018-01-269262018-09-067712018-09-267572018-07-127082021-07-01642021-09-10152021-09-3002015-12-1514532016-03-1513922016-03-1813892017-03-0711472016-12-2011302017-04-1711182018-03-159102018-02-279022018-05-098512018-05-098512011-02-0926672012-05-2223442013-08-2220292014-03-2118862014-05-0918512014-06-1218282014-06-1718252014-06-1918232014-06-2518192014-06-2518191363.513317111243.661040151360.2770251114617.322053733.400824.56415223.581618239218723100342773.00111.8224512860105720138.53150.55.170135350199131.55.546122.710114439151571291123.2801.151.15232600.0062242.00294842.00284.5032.503902462.01722115.004624577.0125.007.00345258.10123000.00468258.1025.007.00750000.000.00750000.0010.001.00110455.000.00110455.0010.431.43217924.160.00217924.1690.639.6313530.000.0013530.0004.324.32644847.402784.77647632.171275.3887.388482146.30574841.909056988.205596.41151.4114699222.971484983.6716184206.640.000.0000792.000.02000.000.000024055.233.21000.000.0000997.000.460017910.00132.37001101.330.170021406.800.250066262.360.4500000000010131071467305003412160317012669242432019013073425060280206111083102280350000208070300110021101010000011008802645882215713940After reviewing its database, Treasury adjusted the number of consults pending as of the start of the Fiscal Year for the following components: BEP, DO, FinCEN, and IRS.2014-08-0517912017-12-019582018-07-028122018-07-317922018-10-167392019-04-266082019-05-165942019-06-215692019-10-254822020-03-303782021-09-09162021-07-09592021-09-02202021-09-07182021-09-08172021-09-08172021-09-2092021-09-2742021-09-3012021-09-3012014-08-0517912017-12-019582018-07-028122018-07-317922018-10-167392019-04-266082019-05-165942019-06-215692019-10-254822020-03-303783750414613687671121805211198187217382260401284113831095391679167134914501325151120924521224681567700777375261191610820112601075516191224130739252862280293612171983121232280101024197128000286107111101002011181214613698859885166129212141004334203000001100004935