Reporting & Legal Resources

Reporting Resources

Voluntary Impact Highlight Report (VIHR)

5/8/2024: User Guide on Steps to submit the Voluntary Impact Highlight Report form through the ECIP Portal.

7/19/2023: Voluntary Impact Highlight Report form – Participants are encouraged to report high-impact loans, financial services, and initiatives undertaken after ECIP investment. Reports are completed electronically through the ECIP Portal.

Submission of Common Reports

12/13/2023: Guidance on Submission of Common Reports.

Quarterly Supplemental Report (QSR)

1/8/2024: QSR 2.0 Demonstration Video

7/19/2023: User Guide on Steps to Submit QSRs through ECIP Portal.

7/19/2023: Quarterly Supplemental Report Frequently Asked Questions.

6/5/2023: QSR Reference Dataset. Participants should use this data in connection with determination and reporting of Qualified and Deep Impact lending to prepare QSRs.

6/5/2023: ECIP QSR Webinar – August 2022 Slide Deck. In addition to the QSR, these slides cover the rate reduction calculation in detail.

4/21/2023: ECIP Quarterly Lending Webinar - April 2023 Slide Deck.

Initial Supplementary Report (ISR) - Qualified Lending Baseline

Participants in the Emergency Capital Investment Program are required to calculate and provide their baseline amount of qualified lending through an Initial Supplemental Report. This baseline will be used to calculate the dividend or interest rates applicable to each participant in accordance with the Rate Reduction Incentive Guidelines and the ECIP legal agreements. Participants will be required to submit their Initial Supplemental Report 10 business days before closing their investment and receiving their funding. When a participant merges with or acquires a non-participating institution, the surviving entity must submit a supplemental Initial Supplemental Report.

IDIs and Holding Companies

Initial Baseline Reporting

7/19/2023: ISR Instructions for IDIs and Holding Companies

7/20/2023: Schedule A Baseline Report Form for IDIs and Holding Companies

7/20/2023: Schedule B Disaggregated Baseline Report Form for IDIs and Holding Companies

Mergers and Acquisition Reporting

7/19/2023: ISR Instructions for IDIs and Holding Companies – Merger or Acquisition with a non-participating IDI or holding company – Final Version.

7/20/2023: Schedule A Baseline Report Form for IDIs and Holding Companies – Merger or Acquisition with a non-participating IDI or holding company – Final Version.

7/20/2023: Schedule B Disaggregated Baseline Report Form for IDIs and Holding Companies – Merger or Acquisition with a non-participating IDI or holding company – Final Version.

Credit Unions

Initial Baseline Reporting

7/19/2023: ISR Instructions for Credit Unions

7/20/2023: Schedule A Baseline Report Form for Credit Unions

7/20/2023: Schedule B Disaggregated Baseline Report Form for Credit Unions

Mergers and Acquisition Reporting

7/19/2023: ISR Instructions for Credit Unions – Merger or Acquisition with a non-participating credit union – Final Version.

7/20/2023: Schedule A Baseline Report Form for Credit Unions – Merger or Acquisition with a non-participating credit union - Final Version.

7/19/2023: Schedule B Disaggregated Baseline Report Form for Credit Unions – Merger or Acquisition with a non-participating credit union - Final Version.

Initial Supplementary Report Datasets

The following sources provide tools to geocode addresses:
Federal Financial Institution Examination Council: FFIEC Geocoder link
Census Bureau: Census Bureau Geocoder link

Area Median Income Dataset
Metropolitan and Non-metropolitan Counties Dataset*
   *Rural Communities are counties designated “Non-Metro” in this dataset.
Minority Communities Dataset
Persistent Poverty Counties Dataset
Underserved Communities Dataset
Urban Low-Income Communities Dataset

Other ISR Resources

8/15/2023: User Guide to Download a Previously Submitted Initial Supplemental Report

4/1/2022: ISR Reporting FAQ

4/6/2022: User Guide for Submission of the Initial Supplemental Report

LEGAL RESOURCES

Legal Certifications

5/16/2024: (Updated): Auditor Attestation Overview Presentation

3/8/2024: Form of Process and Controls Attestation of Independent Auditor

3/8/2024: Procedures to Evaluate Emergency Capital Investment Program (ECIP) Quarterly Supplemental Reports in Connection with Auditor Attestations

3/8/2024: Procedures to Evaluate Emergency Capital Investment Program (ECIP) Initial Supplemental Reports in Connection with Auditor Attestations

Legal Documents

For questions and concerns regarding legal documents, send an email to ecip@treasury.gov. Legal documents posted here are for information purposes only.